Jul 03, 2010 Title 31 related to casinos, has to do with money laundering and other suspicious activities. There are training programs, and an exam you must take, for certain job positions related to the gambling industry.
- How are jackpots won at a table game treated under Title 31? How does the Gramm-Leach Bliley Act (GLBA) impact casinos in customer due diligence/know your customer? What is a trademark and service mark, what is the difference between the two, and what do they protect? How does a trademark differ from a business name and/or a domain name?
- Eagle Country Gaming Consultants Title 31 Program Overview. I’ve personally never heard of companies who can produce a paper for you until word got around among my college groupmates.
May 3, 2016 @ 9:00 am - 4:00 pm
$195.00Teaching Points:
This course will provide you with the information needed to prepare for your next Bank Secrecy Act (Title 31) compliance audit, be it from the IRS, internal or external auditors, or other stakeholders.
We will start with a discussion of the ten most common instances of noncompliance that are found during our reviews and IRS BSA reviews. We will then discuss, in detail, ways to correct these issues before the IRS contacts you to conduct their examination. These items range from Know Your Customer and Source of Funds, to suspicious activity filing.
This workshop will review the linkage between your risk assessment, BSA compliance program, departmental policies and procedures, and your internal record keeping documents. Not only will you understand how they are connected, but you will learn how to prevent future problems and gain the insight to achieving maximum compliance.
Topics Covered:
- How to prepare your property for an IRS Title 31 examination
- Recent FinCEN regulation interpretations and enforcement actions
- How to correct the 10 most common findings identified during BSA reviews
- Know Your Customer and Source of Funds
- Developing a customized risk assessment
- AML Compliance Program/Toolkit to help you assess your level of compliance
- Red flags in CTR reporting
- SAR reporting
- Required training programs and attributes
- Involvement of depository and lending financial institutions in maintaining your Casino’s Title 31 Compliance
- Independent testing of Title 31 compliance requirements
Instructors:
Sheryl Ashley, CIA, CFE, FCPA, CPA – Partner
George Metkovich, CPA – Partner
Josh Peukert, CFE, CIA – Manager
Our firm has performed over 150 independent examinations of Title 31 compliance in numerous jurisdictions over the last ten years. We have successfully worked with depository and lending financial institutions in the Title 31 Know Your Customer compliance for Casinos and have assisted in the preparation for IRS examinations related to Title 31 for several of our clients.
Attendees:
Casinos:
- Compliance Officers
- Accounting / Finance Staff
- Controllers
- Internal Auditors
- Currency Transaction Reporting Officers
- Directors of Finance
- Chief Financial Officers
- General Managers/Assistant General Managers
- SAR Committee Members
- Regulatory Agents and Commissioners
Date / Location:
Preparing Your Property for a Title 31/AML IRS Compliance Examination
May 3, 2016
Peppermill Resort Spa Casino
2707 South Virginia Street
Reno, Nevada 89502
Registration: $195 Per Person
Class from 9-4. The seminar price includes continental breakfast and lunch. The price also includes all seminar materials.
Please email April Dockrey or Alycia Wilkinson at [email protected], or call us at (775) 827-5999 if you have any questions.
Our Learning Management System is an online web-based learning platform designed for the Casino industry. Train employees, Test their knowledge, track their progress, review reports and print certificates of completion all from one place. Many companies are using our Learning Management System to save thousands of dollars in expenses while reducing the risk of fines and penalties.
User Friendly
Title 31 Casino Test Answers
-User friendly navigation-
-Eye pleasing color palettes-
Classroom Training
-Session planning and scheduling-
-Nomination workflow for users and supervisors-
-Wait list concept-
Blended Learning
– Blend online & classroom training-
– Create hybrid courses –
User Management
-Customizable user roles (Instructor, Learner, Line Manager, LMS administrator) and profiles-
-Users can be imported/exported-
-Users can be approved and enrolled manually by administrator-
Assessment
-Multiple question types supported-
-Ability to set time limit, attempt limit, mandatory questions-
Tracking & Reporting
-Multiple standard reports to get you started-
-Ability to export reports to excel and html formats-
-Print reports, send reports by email-
-Administrators can set reports as favorites and schedule them-
Title 31 Casino Test
Course Customization
-Customizable learner login screen ( by Admin)-
-Fully configurable course catalog with numerous levels of public and private categories possible-
-Brandable portal header to represent your Casino-
Compability
-Proven compability with external systems such as HRIS-
24/7 Web Access
-Completely web based-
-Access through all major web browsers-
-Train and Track 24/7-
Real-time message integration instantly informs learners, trainers and supervisors of events such as overdue or failed courses.
Store all your training records in one place. Use the LMS to track classroom training in addition to online training.
Casino Essentials affordably customizes or simply converts any of your training, videos or documents for ease of use in the LMS.
We are with you every step of the way to assist with every aspect of your Learning Management System, consistently providing World Class Customer service! Just listen to what our Clients are saying about us!